-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BvY7LZm1bd1Tpjlomgengq2MyF4+amIY1UE8Z36IFBC+3UAK9AZy6NhXLDBTJ8UD crlMjZOclrXwgm0rAQTdFA== 0000912057-97-018596.txt : 19970523 0000912057-97-018596.hdr.sgml : 19970523 ACCESSION NUMBER: 0000912057-97-018596 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970522 SROS: NASD GROUP MEMBERS: KIMBERLY ZIMMERMAN GROUP MEMBERS: LANDOVER HOLDINGS CORP GROUP MEMBERS: ZACHARY TYLER ZIMMERMAN TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED RADIO TELECOM CORP CENTRAL INDEX KEY: 0001010286 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 521869023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49879 FILM NUMBER: 97613069 BUSINESS ADDRESS: STREET 1: 500 108TH AVE NE STREET 2: SUITE 2600 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 2066888700 MAIL ADDRESS: STREET 1: 500 108TH AVENUE NE STREET 2: SUITE 2600 CITY: BELLEVUE STATE: WA ZIP: 98004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LANDOVER HOLDINGS CORP CENTRAL INDEX KEY: 0001038350 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133744500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 156 WEST 56TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127504370 MAIL ADDRESS: STREET 1: 156 WEST 56TH STREET STREET 2: SUITE 2001 CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G 1 SCHEDULE 13G ----------------------------- OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response...14.90 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.----)* ADVANCED RADIO TELECOM CORP. - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.001 - ------------------------------------------------------------------------------- (Title of Class of Securities) 00754U-10-1 ------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [x]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------ ----------------------- CUSIP No. 00754U-10-1 13G Page 2 of 8 ------------- --- ---- - ------------------------ ----------------------- - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON LANDOVER HOLDINGS CORPORATION - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NONE NUMBER OF ------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY NONE EACH ------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 2,909,718 ------------------------------------------------- 8. SHARED DISPOSITIVE POWER NONE - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 2,909,718 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] Includes 15,672 shares issuable upon the exercise of warrants. Does not include 36,364 shares of Common Stock beneficially owned by Kimberly Zimmerman, the wife of Laurence S. Zimmerman (who controls Landover Holdings Corporation) and 36,364 shares of Common Stock beneficially owned by the Zachary Tyler Zimmerman Trust, a trust for the benefit of the son of Laurence S. Zimmerman, of which shares Landover Holdings Corporation disclaims beneficial ownership. - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 14.9% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- * SEE INSTRUCTION BEFORE FILLING OUT! - ---------------------------- ----------------------------- CUSIP No. 00754U-10-1 13G Page 3 of 8 ------------- --- --- - ---------------------------- ----------------------------- - ----------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON KIMBERLY ZIMMERMAN - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION THE UNITED STATES OF AMERICA - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NONE NUMBER OF ------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY NONE EACH ------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 36,364 ------------------------------------------------- 8. SHARED DISPOSITIVE POWER NONE - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 36,364 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [x] Does not include 2,909,718 shares of Common Stock beneficially owned by Landover Holdings Corporation (which is controlled by the Reporting Person's husband) or 36,364 shares of Common Stock beneficially owned by the Zachary Tyler Zimmerman Trust (of which the Reporting Person is the trustee), of which shares the Reporting Person disclaims beneficial ownership. - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 0.2% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! - --------------------------- ----------------------------- CUSIP No. 00754U-10-1 13G Page 4 of 8 --------------- --- --- - --------------------------- ----------------------------- - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON ZACHARY TYLER ZIMMERMAN TRUST - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NONE NUMBER OF ------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY NONE EACH ------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 36,364 ------------------------------------------------- 8. SHARED DISPOSITIVE POWER NONE - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 36,364 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] Does not include 36,364 shares of Common Stock beneficially owned by Kimberly Zimmerman (who is trustee of the Reporting Person), and 2,909,718 shares of Common Stock beneficially owned by Landover Holdings Corporation (which is controlled by the husband of the trustee of the Reporting Person), of which shares the Reporting Person disclaims beneficial ownership. - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 0.2% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! - ---------------------------- ----------------------------- CUSIP No. 00754U-10-1 13G Page 5 of 8 --------------- --- --- - ---------------------------- ----------------------------- - ------------------------------------------------------------------------------- SCHEDULE 13G Item 1. - ------- (a) (b) This statement on Schedule 13G relates to the Reporting Persons' (as defined in Item 2 below) beneficial ownership interest in Advanced Radio Telecom Corp. a Delaware corporation (the "Corporation"). The address of the principal executive office of the Corporation is 500 108th Avenue, N.E., Suite 2600, Bellevue, Washington 98004. Item 2. - ------- (a) (b) (c) This statement is being filed by the following entities: (1) Landover Holdings Corporation, a Delaware corporation; (2) Kimberly Zimmerman, a United States citizen; and (3) Zachary Tyler Zimmerman Trust, a trust. The entities listed in subparagraphs (1) through (3) above are herein collectively referred to as the "Reporting Persons" and individually as a "Reporting Person." The principal business address of the entities listed in subparagraphs (1) through (3) is c/o Landover Holdings Corporation, 156 West 56th Street, Suite 2001, New York, NY, 10019. (d) (e) This statement relates to the Common Stock, par value $.001 per share, (the "Common Stock") of the Corporation named in Item 1 of this statement. The CUSIP number associated with such Common Stock is 00754U-10-1. - ---------------------------- ----------------------------- CUSIP No. 00754U-10-1 13G Page 6 of 8 --------------- --- --- - ---------------------------- ----------------------------- - ------------------------------------------------------------------------------- SCHEDULE 13G Item 3. Filing pursuant to Rule 13d-1(b), or 13d-2(b). - ------- ---------------------------------------------- This statement is not being filed pursuant to Rule 13d-1(b), or 13d-2(b). Item 4. Ownership. - ------- ---------- (a) (b) (c) The following table sets forth the aggregate number and percentage (based upon the number of shares of Common Stock outstanding as of March 31,1997) of the Common Stock beneficially owned by each Reporting Person named in Item 2 of this statement. The aggregate number and percentage of the Common Stock beneficially owned by each Reporting Person is calculated in accordance with Rule 13d-3(d)(1).
NUMBER OF SHARES -------------------------------------------------- Reporting Person Common Warrants Total Percentage of Shares Outstanding - ----------------------------------------------------------------------------------------- Landover Holdings Corporation (1) (2) 2,894,046 15,672 2,909,718 14.9% Kimberly Zimmerman (1) (3) 36,364 0 36,364 0.2% Zachary Tyler Zimmerman Trust (1) (4) 36,364 0 36,364 0.2% --------- ------ --------- ----- Total Group Ownership (5) 2,982,446 15,672 2,982,446 15.2% ========= ====== ========= =====
(1) Vernon L. Fotheringham, Mark C. Demetree, and Andrew I. Fillat, as trustees under the Voting Trust Agreement dated November 5, 1996 (the "LHC Voting Trust"), have the sole right to vote the shares beneficially owned by Landover Holdings Corporation, Kimberly Zimmerman and Zachary Tyler Zimmerman Trust. The LHC Voting Trust is obliged to vote all such shares on all matters submitted to a vote of the stockholders of the Company in proportion to, or in certain cases, consistent with the majority of, the vote of other stockholders of the Company. (2) Landover Holdings Corporation is controlled by Laurence S. Zimmerman. (3) Kimberly Zimmerman is the wife of Laurence S. Zimmerman, and trustee of the Zachary Tyler Zimmerman Trust. (4) The Zachary Tyler Zimmerman Trust is a family trust of Laurence S. Zimmerman. (5) Each Reporting Person disclaims beneficial ownership of the shares beneficially owned by the other Reporting Persons. - ---------------------------- ----------------------------- CUSIP No. 00754U-10-1 13G Page 7 of 8 --------------- --- --- - ---------------------------- ----------------------------- - ------------------------------------------------------------------------------- SCHEDULE 13G Item 5. Ownership of Five Percent or Less of a Class. - ------- ----------------------------------------------------------- Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. - ------- ---------------------------------------------------------------- Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the - ------- --------------------------------------------------------------------- Security Being Reported on by the Parent Holding Company. --------------------------------------------------------- Not Applicable. Item 8. Identification and Classification of Members of the Group. - ------- ---------------------------------------------------------- The information for this item is contained on the individual cover pages to this filing, and is incorporated herein by reference. Item 9. Notice of Dissolution of Group. - ------- ------------------------------- Not Applicable. (THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK) ------------------------------------------------------- - ---------------------------- ----------------------------- CUSIP No. 00754U-10-1 13G Page 8 of 8 --------------- --- --- - ---------------------------- ----------------------------- - ------------------------------------------------------------------------------- SCHEDULE 13G Item 10. Certification. - -------- -------------- By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE ------------ After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. May 22, 1997 LANDOVER HOLDINGS CORPORATION By: /s/ Laurence S. Zimmerman --------------------------- Laurence S. Zimmerman President /s/ Kimberly Zimmerman ---------------------- Kimberly Zimmerman ZACHARY TYLER ZIMMERMAN TRUST By: /s/ Kimberly Zimmerman ---------------------- Kimberly Zimmerman Trustee s -----END PRIVACY-ENHANCED MESSAGE-----